Privacy Policy
We value your privacy.
It is the Firm’s policy to protect and safeguard the privacy and security of the personal information the Firm obtains about its “customers” (as that term is defined in Regulation S-P and below).
RESPONSIBILITY
The Chief Compliance Officer is responsible for protecting and safeguarding the privacy and security of customer information.
PROCEDURES
Information the Firm Collects
The Firm collects certain nonpublic personal identifying information about its customers and the investors in its funds (such as their name, address, social security number, etc.) from information that the customers provide on applications or other forms as well as communications (electronic, telephone, written or in person) with them or their authorized representatives (such as their attorney, accountant, etc.). The Firm may also from time to time collect information about their brokerage accounts and transactions (such as purchases, sales, account balances, inquiries, etc.).
Information the Firm Discloses
The Firm generally does not disclose the nonpublic personal information it collects about its customers to anyone except: (i) in furtherance of its business relationship with them and then only to those persons necessary to effect the transactions and provide the services that they authorize (such as broker-dealers, custodians, independent managers, etc.); (ii) to persons assessing its compliance with industry standards (e.g., professional licensing authorities, compliance consultants, etc.); (iii) its attorneys, accountants, and auditors; (iv) to select affiliates, or (v) as otherwise provided by law or reasonably required or requested by an appliable regulator (such as the SEC).
The Firm is permitted by law to disclose the nonpublic personal information about its customers to certain third parties that perform administrative or marketing services on its behalf or for joint marketing programs. These third parties are prohibited from using or sharing the information for any purpose other than for which it was originally provided. If customers decide at some point to either terminate the Firm’s services or become inactive, the Firm will continue to adhere to its privacy policy, as may be amended from time-to-time.
Security of Information
The Firm restricts access to customers’ nonpublic personal information to those persons who need to know that information to service the customer’s account. The Firm maintains physical, electronic and procedural safeguards that comply with applicable federal or state standards.
Changes to this Privacy Policy
The Firm’s policy about obtaining and disclosing information may change from time-to-time. In all such instances, the Firm will provide its customers with notice of any material change to this policy before implementing the change.
Privacy Policy Notice
The Chief Compliance Officer will ensure that a notice describing the Firm’s privacy practices or, a copy of this policy itself, is distributed to all customers at the time of the initial formation of the relationship and, thereafter, annually throughout the relationship.
DEFINITIONS
For purposes of this section, the following definitions apply
Customer relationship: means a continuing relationship between a consumer and the Firm under which the Firm provides one or more financial products or services including advisory services to the consumer that are to be used primarily for personal, family, or household purposes.
Joint Marketing: A formal agreement between nonaffiliated financial companies that together market financial products or services to individuals.
BOOKS AND RECORDS
In its books and records, the Firm will maintain evidence of the initial and annual delivery of the Firm’s Privacy Policy Notice.
Contact: Clear Wave Wealth Management, LLC. 331 Newman Springs Road, One River Center Building 3, 2nd Floor Suite 320, Red Bank, NJ 07701. Team@ClearWaveWealthManagement.com,. 862-200-9438